Joanna is an Associate Director within our Investments team. She offers practical support to help our clients manage their regulatory compliance obligations and assists them with their everyday compliance needs. Joanna specialises in providing AIFMD and UCITs compliance support to firms within the capital markets space and has a broad knowledge of regulation and compliance obtained from her experience as Chief Compliance Officer & MLRO at Ferox Capital LLP.
With over 11 years’ experience in compliance and middle office roles, Joanna is a well-rounded and knowledgeable compliance professional. During her time as CF10/11 at Ferox, she held a number of core responsibilities, most notably; leading through AIFMD, FATCA, MIFID & MIFID II, UCITS, ESMA, ERISA, and EMIR, developing and improving compliance monitoring processes, risk management procedures and controls, investment product knowledge particularly in regard to fixed income, equities and complex financial derivatives, and AML/Market Abuse/Financial Crime/KYC compliance requirements through process and procedure reviews.
Outside of work Joanna enjoys the outdoors, open water swimming, sailing, rugby, and horse riding.
Tell us a little about your firm and what you're looking to achieve. We'll arrange a personalised demo with the right product specialist and show you how our solution can meet your needs.
Enter your details below to access the checklist.
